Contents

Front Page

TradeWeb Reaches Across Asset Classes

Swift-Led Messaging Initiative Automates Fund of Hedge Funds Communication

Upstart To Launch Portal for Illiquid Assets

Prospectus Problems Hit Bulge Bracket

Will Financial Firms Have a Second Life?

In This Issue

News Desk

Risk Management in the Algo Trading Equation

Cash, Credit and Confidence

Venues Proliferate, Brokers Consolidate

A Kinder, Gentler SRO?

3D Markets Introduces Options Execution Benchmark

NSX Inverts Pricing on Exchange-Traded Funds

Will Broker-Dealers Get AML Exam Manual?

Securities Industry News - October 15, 2007 Index