Front Page

Globalization Trends Prompting SEC Shift on Brokerage Rules

Business Group Weighs In on Reg SHO Change

Best Execution in Canada: Regulators Look to Europe and U.S. for Guidance

U.K. Pensions Groups Automating STP

Bond Traders Draft Market Guidelines

In This Issue

News Desk

Getting a Verdict on Sarbanes-Oxley

Penny Options: Parallels With Equities

SEC Settles a Market-Timing Case

Thain's Global Scenario: Fewer Than Five Big Markets

TradeWeb Enables Specified Mortgage-Pool Trading

Op Risk at Hedge Funds a Constant Battle

Exchanges' Crossing

Asia's Alternatives

Harris: A Microscope on Microstructure

UBS's Leibowitz: On the ATS Front Lines

ITG Hires Analyst Herr for Strategy Job

Securities Industry News - May 14, 2007 Index